60 EXPLICATED Practice Questions for Series 65 Exam and Series 66 Exam

Series 65 Practice Test https://youtu.be/WeMa8IYvNX4 Series 66 Practice Test https://youtu.be/eOVLEwvCfPk
Time stamps:
00:00 Intro
1:20 Suitability of a growth fund
2:19 Differences between open and closed end fund
3:43 Definition of an accredited investor
5:32 Offer or sale under the USA
8:48 Soft dollar safe harbors
10:49 Assignment of investment advisory contracts
13:14 60 days to file for a review
13:45 Exempt from registration under the USA
13:57 Denial of a security's registration
16:35 Traditional IRAs versus Roth IRAs
17:25 Neither an offer or a sale undet the USA
20:10 SEC release IA-1092
23:12 Definition of an IAR
25:20 Taking discretion without discretionary authority
27:46 Surety bonds
30:08 Disciplinary review
31:18 ERISA
33:03 Buy stop limit
34:09 Customer sells at the bid
35:25 Suitability of a zero coupon bond
36:45 Yield to Maturity
38:02 Margin disclosures
39:00 Taxation of distributions from a variable annuity
39:40 Determining bond a premium based on yield relationships
40:53 Primary versus secondary transactions
42:35 Suitability of a large cap fund
43:56 Patriot Act
44:30 Beta
46:01 Selling calls
47:47 Liquidation priority
49:14 Dividends
52:36 Difference between open and closed end funds
53:40 Exempt issuers under the USA
54:15 Can not be an agent and a principal in the same trade
56:12 Residual value or book value
57:12 OTC markets are negotiated quote driven markets
58:14 Suitability of buying a put on a stock position
1:00:10 Limited partners are not active in managing
1:01:30 Dividend growth model
1:03:06 Preliminary prospectus
1:03:32 Coordination
1:04:15 Performance based fees
1:04:48 No one and nothing is exempt from anti fraud
1:05:34 Exempt issuers under '33
1:06:33 Delivery of the brochure
1:08:12 '34
1:09:11 Exempt under the USA
1:10:39 ABC test for determining IA
1:14:03 Suitability of municipal bonds
1:14:45 Government agency securities
1:15:25 Call risk
1:15:40 Suitability of a municipal bond
1:16:11 Constant dollars
1:16:59 Money market securities
1:17:19 Common stock as an inflation hedge
1:18:19 Suitability of preferred stock
1:19:04 Standard deviation
1:20:14 Benchmarks